Global Broker Regulation Inquiry App
WikiFX
Global forex regulatory authorities
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Embrace Regulatory Compliance
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Create a secure trading environment
Create a secure trading environment
Committed to ensuring that financial products and services are fair to investors and provide clear information to help them make informed financial decisions.
Fair and transparent
To safeguard the proper functioning of the market by setting rules, regulating standards and monitoring market activities to prevent manipulation, fraud and improper trading.
Financial Conduct AuthorityFCA
United Kingdom
United KingdomEstablished in 2013Regulated by GovernmentForex RegulationInvestor ProtectionNBPInternational Regulatory Organization
AAA
Rating
National Commission for Companies and the Stock ExchangeCONSOB
Italy
ItalyEstablished in 1974Regulated by GovernmentForex RegulationNBPInternational Regulatory Organization
AA
Rating
Central Bank of RussiaCBR
Russia
RussiaEstablished in 1990Regulated by GovernmentForex RegulationInternational Regulatory Organization
AA
Rating
Cyprus Securities and Exchange CommissionCYSEC
Cyprus
CyprusEstablished in 2001Regulated by GovernmentForex RegulationInvestor ProtectionNBPInternational Regulatory Organization
AA
Rating
Federal Financial Supervisory AuthorityBaFin
Germany
GermanyEstablished in 2002Regulated by GovernmentNBPInternational Regulatory Organization
AA
Rating
The Autorité des Marchés FinanciersAMF
France
FranceEstablished in 2003Regulated by GovernmentForex RegulationNBPInternational Regulatory Organization
AA
Rating
Dubai Financial Services AuthorityDFSA
United Arab Emirates
United Arab EmiratesEstablished in 2004Regulated by GovernmentForex RegulationNBPInternational Regulatory Organization
AA
Rating
Rating Instructions
AAA
Excellent, almost no risk, high corporate creditAA
Very good, basically no risk, well-managedA
Good, all indicators are at a medium levelB
Fair, weak investment security for investorsC
Poor, highly speculative, no financial security
Regulatory Environment
Assess whether the regulatory authority has put in place and enforced stringent regulations to ensure the transparency and fairness of the market and whether it actively participates in international regulatory cooperation and follows international standards to enhance the global recognition of its regulation.
Regulatory Policy
Examines the policies, structure, leadership, decision-making processes, and internal controls of the regulatory authority to ensure effective regulation and decision-making. As well as the effectiveness of the implementation of these policies in practice to ensure that they are able to effectively supervise the market.
License Value
The threshold of entry for license application and the financial cost to be incurred in applying. It also examines the extent to which the regulatory authority's license is recognized by the market in the financial industry.
Risk Management
Analyze the financial situation of the regulatory authority, including its budget, revenues, expenditures, reserves and balance sheet, as well as its ability to respond to a financial crisis or market volatility.
Investment Protection
Analyze the mechanism and effectiveness of the regulatory authority's response to complaints to know the extent to which it protects investors' rights and interests.